Asset Management

 

What is Your Risk Number?

Setting your investment pace is key to crafting a tailored strategy with your Financial Advisor. Everyone has a risk number whether they know it or not. Let’s find yours.

Unlock Your Risk Number (site opens in a new tab)

 

Our Process

We’ve developed a comprehensive process that helps our clients confidently navigate the complex world of personal finance. Each step helps us understand your unique financial situation, identify potential roadblocks and develop a customized strategy that meets your needs.

Get to Know You
We want to get to know you and learn how we can help. We start with a complimentary, no-obligation meeting or phone call helping us learn about your goals and how we may work together.
Sort Things Out
Bring us your financial files and documents; we will help you organize them.
Goal Setting
Now we look at your specific financial goals and help you understand the financial and economic landscape.
Your Path Forward
We will work together to determine your path forward based on your goals and priorities to get you from where you are today to where you want to be.
Take Action
We will now make recommendations and identify the tools and ways we will act on your goals.
Adjust as We Go
We know that things will change and evolve in your life, so we will also adjust your financial strategy to fit those changes.

All Diamond State Financial Group Investment Advisory Clients receive:

IA Clients at this level receive:

  1. Advice and management of assets for an annual fee of 1.20%
  2. Professional investment management
  3. Annual financial review

Value adds DSFG provides for this level are:

  1. Regular account statements by mail or email
  2. Prompt phone and email support

In addition to the above listed items, GOLD clients ($500,000 to $1 million) receive:

IA Clients at this level receive:

  1. Advice and management of assets for an annual fee of 1.00%
  2. Semi-Annual financial review

Value adds DSFG provides for this level are:

  1. Personal website to aggregate ALL accounts
  2. Weekly economic and stock market updates by email
  3. Quarterly research papers
  4. Invitation to select client events

In addition to the above listed items, PLATINUM clients ($1 million+) receive:

IA Clients at this level receive:

  1. Declining Fee Schedule based on assets under management
  2. Financial reviews as desired
  3. Detailed Retirement Projections with Cash Flow Analysis

Value adds DSFG provides for this level are:

  1. Meeting with Parents and / or Children
  2. VIP access to select client events
  3. Liaison to your CPA and Attorney Relationship

This is a high-level view of services that an investment advisory client may expect. There are multiple programs available which contain services specific to each. For more information regarding your chosen program, please consult the program brochure.

Financial Advisory Fee includes:

  1. Identifying a portfolio to meet client needs / objectives
  2. Risk Analysis and Profiling
  3. Cash Flow Analysis
  4. Portfolio Reporting and Annual Financial Review

Value add DSFG provides for this level is:

Due Diligence and Manager Selection

Investment Management Fee Includes:

  1. Professional Active and Passive Asset Management
  2. Due diligence of Investment Managers & Portfolio Strategies
  3. Custody & Trading
  4. Rebalancing & Reallocating Portfolios

Value add DSFG provides for this level is:

Performance Reporting

Actual Portfolio of Investments can include:

  1. Individual stocks / bonds
  2. EFTs / Mutual Funds
  3. Passive and Active Management of the securities

 

 

 Diamond State Financial Group is independently owned and operated. Diamond State Financial Group does not provide tax or legal advice; consult your tax or legal advisor regarding your particular situation. Investment platforms and managers may charge additional fees.

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